Investment Management

No-Action Letter: Franklin Templeton Investments (November 21, 2008) Investment Company Act of 1940 — Section 17(d) and Rule 17d-1 Franklin Templeton Investments November 21, 2008 ...

    Investments Advisers Act of 1940 Section 206(4) and Rule 206(4)-1(a)(2) The TCW Group, Inc. November 7, 2008   RESPONSE OF THE OFFICE OF ...

Division of Investment Management No-Action Letter: Investment Company Institute, September 25, 2008 Investment Company Act of 1940 — Section 17(a) and Rule 2a-7 Investment Company ...

Prudential Financial, Inc.: No-Action letter dated September 5, 2008 Investment Advisers Act of 1940 — Section 206(4) and Rule 206(4)-3 Prudential Financial, Inc. Cash Solicitation ...