Investment Management

Exelon Corporation: No-Action letter dated September 13, 2007 Investment Company Act of 1940 – Section 3 and 7 Exelon Corporation September 13, 2007 RESPONSE OF ...

Goldman Sachs Asset Management, L.P.: No-Action letter dated March 13, 2007 Investment Company Act of 1940 – Section 3( c)(7) and 2(a)(51)(A)(iv) McDermott Will & ...

Cooley Godward & Kronish: No-Action letter dated July 12, 2007 Investment Company Act of 1940 – Rule 3a-8 Cooley Godward & Kronish July 12, 2007 ...

Barclays Bank PLC: No-Action letter dated June 6, 2007 Investment Company Act of 1940 – Section 206(4)-3 Barclays Bank PLC June 6, 2007 RESPONSE OF ...

Lear Corporation Retirement Savings Plan Trusts: No-Action letter dated March 16, 2007 Investment Company Act of 1940 – Section 3(c)(11) Lear Corporation Retirement Savings Plan ...

Goldman Sachs Asset Management, L.P.: No-Action letter dated March 13, 2007 Investment Company Act of 1940 – Section 3(c)(7) and Rule 2a51-1 Goldman Sachs Asset ...

This no-action letter from the SEC in 2007 concerns so-called hedge clauses in client indemnification agreements. The SEC withdrew this letter in 2019.