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Investment Advisers Act of 1940 Section 206(4) and Rule 206(4)-3 J.P. Morgan Securities Inc. October 31, 2003 RESPONSE OF THE OFFICE OF CHIEF COUNSEL IM ...
Deloitte & Touche LLP: No-Action letter dated August 28, 2006 Investment Advisers Act of 1940 Section 206(4) and Rule 206(4)-2 August 28, 2006 RESPONSE OF ...
Alternative Investment Partners Absolute Return Fund STS: No-Action letter dated July 10, 2006 Investment Company Act of 1940 – Section 7(d) and 12(d)(1)(E) AIP Absolute ...
Gardner Russo & Gardner: No-Action letter dated June 7, 2006 Investment Advisers Act of 1940 – Section 206(3) Gardner Russo & Gardner June 7, 2006 ...
SCP Private Equity Partners II, L.P.: No-Action letter dated June 6, 2006 Investment Company Act of 1940 – Section 2(a)(51)(A)(iii) SCP Private Equity Partners II, ...
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