Investment Management

No-Action Letter under: Investment Company Act of 1940 – Section 7(d) and 12(d)(1)(e) Man-Glenwood Lexington TEI, LLC and Man-Glenwood Lexington TEI, LDC April 30, 2004 ...

Investment Company Act of 1940 – Sections 6(c), 11(a), 11(c), 12(d)(1)(j), and 17(b) Fixed Income Securities, L.P. April 29, 2004 RESPONSE OF THE OFFICE OF ...

Investment Company Act of 1940 – Section 15(a) Eaton Vance Special Investment Trust, et al March 30, 2004 Our Ref. No. 20041161621 Eaton Vance Special ...

Investment Company Act of 1940 – Section 15(a)Gartmore Mutual Funds March 19, 2004 Our Ref. No. 20039291130 RESPONSE OF THE OFFICE OF CHIEF COUNSEL DIVISION ...

Securities Exchange Act of 1934 – Rule 14a-8(i)(3) and 14a-9 Tri-Continental-Laukat March 15, 2004 Donald R. Crawshaw, Esquire Sullivan & Cromwell LLP 125 Broad Street ...

Securities Exchange Act of 1934 – Rule 14a-8(i)(3) and 14a-9 The New Ireland Fund, Inc March 15, 2004 Paul J. McElroy, Esquire Sullivan & Cromwell ...

Investment Advisers Act of 1940 – Rule 206(4)-1(b) Investment Counsel Association of America, Inc. Investment Counsel Association of America, Inc. March 1, 2004 Karen L. ...