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No-Action Letter under:Investment Company Act – Sections 17(a) and 12(d)(3) Evergreen Investment Management Company, LLC February 13, 2002 RESPONSE OF THE OFFICE OF CHIEF COUNSEL ...
No-Action Letter under: Investment Company Act of 1940 – Rule 0-1(a)(6); 2a-19 Investment Company Institute February 12, 2002 Craig S. Tyle, Esq. General Counsel Investment ...
No-Action Letter under: Investment Company Act of 1940 – Sections 6(c), 18(f), 21(b), 12(d)(1)(j), 12(d)(1), 17(b), 17(a)(1), 17(a)(3), 17(d) Rule 17d-1 AIM Advisors, Inc. February ...
No-Action Letter under: Investment Advisors Act – Section 205; and Rule 205-3 Seligman New Technologies Fund II, Inc. February 7, 2002 RESPONSE OF THE OFFICE ...
No-Action Letter under: Investment Company Act of 1940 – Section 2(a)(12) Federated Core Trust II, L.P. February 6, 2002 RESPONSE OF THE OFFICE OF ...
No-Action Letter under: Securities Exchange Act of 1934 – Rule 14a-8(b) and 14a-8(f) Asia Tiger Fund, Inc. January 31, 2002 Via First Class Mail Cynthia ...
Investment Advisers Act of 1940 – Sections 202(a)(11); 206(4) and Rule 206(4)-3 National Football...
No-Action Letter under:Investment Advisers Act of 1940 – Sections 202(a)(11); 206(4) and Rule 206(4)-3 National Football League Players Association January 25, 2002 RESPONSE OF THE ...
No-Action Letter under:Securities Exchange Act – Rule 14a-8(e)(2) The Asia Tigers Fund, Inc. December 28, 2001 VIA FIRST CLASS MAIL Cynthia G. Cobden, Esq. Simpson ...
No-Action Letter under: Investment Advisors Act – Section 206(4) Stephens Inc. December 27, 2001 RESPONSE OF THE OFFICE OF CHIEF COUNSEL DIVISION OF INVESTMENT MANAGEMENT ...
No-Action Letter under:Securities Act of 1933 – Rule 145 Investment Company Act – Sections 5, 8 and 11 The Manufacturers Life Insurance Company December 27, ...