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No-Action Letter under: Securities Exchange Act of 1934 — Rule 14a-8(i)(10) Current Income Shares, Inc. July 10, 2001 Roy W. Adams, Jr., Esq. 1024 Country ...
No-Action Letter under: Securities Exchange Act – Section 14(a) Pioneer Interest Shares June 20, 2001 Joseph P. Barri, Esq. Hale and Dorr LLP 60 State ...
No-Action Letter under: Investment Company Act – Section 11 National Association for Variable Annuities; Insurance Marketplace Standards Assn; American Council of Life Insurers June 19, ...
No-Action Letter under: Investment Advisors Act – Section 206(4) Rule 206-(4)-3 Legg Mason Wood Walker, Inc., et al. June 11, 2001 RESPONSE OF THE OFFICE ...
No-Action Letter under: Securities Exchange Act of 1934 – Rule 14a-8 Asia Pacific Fund Inc. – Caginalp June 8, 2001 Earl D. Weiner, Esq. Sullivan ...
No-Action Letter under: Investment Company Act of 1940 – Section 3(c)(1), 3(c)(7) H.E.B. Investment & Retirement Plan H.E. Butt Grocery Company May 18, 2001 RESPONSE ...
No-Action Letter under: Investment Company Act – Sections 6(c), 11(a), 11(c), 12(d)(1)(J), 17(b) Investec Ernst & Company April 24, 2001 RESPONSE OF THE OFFICE OF ...
No-Action Letter under: Investment Company Act of 1940 — Section 6(c) Prudential Investment Management Services LLC Response of the Division of Investment Management SECURITIES AND ...
No-Action Letter under: Investment Company Act of 1940 – Rule 17a-6 Longleaf Partners Funds Trust April 9, 2001 RESPONSE OF THE OFFICE OF CHIEF COUNSEL ...
No-Action Letter under: Securities Exchange Act – Section 14(a) The France Growth Fund, Inc. – Strome Hedgecap Fund April 6, 2001 RESPONSE OF THE DIVISION ...