Market Structure

In my mind, the investor testing contemplated in the Subcommittee’s recommendation would be valuable not because it could improve investor confidence, but because it could ...

The Commission is now in the midst of another significant phase of market structure review, as technology advancements continue to accelerate the pace of change ...

Today’s robust agenda demonstrates the importance of gathering a diverse set of market participants to address complex, potentially very significant market structure issues. As I ...

At a prior meeting, I challenged the Committee to take ownership of the issues and generate forward momentum for an equity market structure review. You ...

I am particularly glad that this discussion is broken up by product class so that we can get a more complete, nuanced picture of the ...

Our first panel will discuss how the derivatives markets are functioning for market participants, and in particular, the commercial end-users who use them every day ...

The question that must be asked is whether the amount of capital constraint prudential regulators are placing on financial institutions is properly calibrated to the ...

Turning to the work of the Equity Market Structure Advisory Committee, I am pleased to see that we are being presented with two recommendations today. ...

Where do we go from here? The SEC needs to evaluate the cumulative impact of all of these new rules on the securitization markets. ...

I would argue that the NYSE listing standards, and especially their quantitative standards, have tended to drift downward like a leaf in autumn—or, to use ...