Market Structure

"The faster the CAT is completed the sooner investors in our markets can realize the full benefits from the strengthened market oversight it is designed ...

It "might go without saying, but there would be quite a raging fire if the U.S. Treasury were to default on the debt"

Gensler's strategic silence may help repair relations with hedge funds

Gensler has 'failed' in his mission, Committee Chairman claims

"If the U.S. Treasury as an issuer were actually to default, it would have very significant, hard to predict, and likely lasting effects on investors, ...

The SEC extended the comment period to June 13, 2023

“We would assume a massive selloff in equities” should Congress not act in time

"I believe each of our agencies have important roles within our respective authorities to enhance the resiliency of the financial system. At the SEC, we’re ...

"The recent frustration and confusion surrounding the exercise of put options on Silicon Valley Bank and Signature Bank stocks when trading was halted demonstrated that ...

"I am hopeful that broker-dealers and clearing agencies will make efforts to assist retail investors in exercising their options if the investors wish to do ...