Market Structure

Chairman talks market structure, gamification, disclosures, China, ESG, fee disclosures, cybersecurity, exams.

This is the new national market system plan governing the public dissemination of real-time consolidated equity market data for national market system stocks

"I have concerns that as LIBOR is replaced, a number of commercial banks are advocating for replacement indices that are still reliant on short-term, unsecured, ...

I believe it’s appropriate to look at ways to freshen up the SEC’s rules to ensure that our equity markets reflect our mission: to maintain ...

"We need to build on this foundation, so people should be coming to us with suggestions of educational credentials, examinations, or professional certifications and designations ...

Market participants—including broker-dealers, exchanges, and RIAs—self-aggregate proprietary market data today. The Commission is adopting this provision to allow these market participants to aggregate consolidated market ...

"A better approach is to keep open different avenues for investors to access the markets, but ensure that disclosures are good, warn investors of the ...

"The anti-Wall Street sentiments coursing through the market events of recent weeks and the growing realization of the power that private and public centralized entities ...

"The Commission will closely review actions taken by regulated entities that may disadvantage investors or otherwise unduly inhibit their ability to trade certain securities"

"We are aware of and actively monitoring the on-going market volatility in the options and equities markets...we are working with our fellow regulators to assess ...