Money Market Funds

"This brings me, however, to a major shortcoming I see in today’s proposal.  The comment period is 60 days long, falling over the course of ...

In a rare public meeting scheduled for Dec. 15th, the Commission aims to take up five new rules

Cowen determined that a government money market fund, as opposed to another type of money market fund, was an appropriate cash sweep vehicle for its ...

First Heartland had a conflict of interest when recommending certain money market funds to its clients: it had an incentive to recommend cash sweep products ...

Crown predominantly recommends and invests advisory clients’ uninvested cash in money market funds for which the Clearing Broker has agreed to pay Crown the highest ...

During the Relevant Cash Sweep Period, even though a money market fund that did not result in revenue sharing payments was always available to it, ...

Options are aimed at improving MMFs resiliency and broader short-term funding markets

"In March 2020, in connection with an economic shock from the onset of the COVID-19 pandemic, certain types of money market funds had significant outflows ...

Voya failed to disclose, in its Forms ADV the conflict of interest arising from its policy requiring that advisory clients pay upfront commissions for purchases ...

One of the audiences the Commission targets is investors