Money Market Funds

Firms that remain stingy when it comes to supporting a compliance department should heed the lessons spawned by Ambassador Capital Management. The Detroit-based RIA once ...

(a) Permitted investments. (1) Subject to the terms and conditions set forth in this section, a futures commission merchant or a derivatives clearing organization may ...

Every registered open-end management investment company, or series thereof, that is regulated as a money market fund under §270.2a-7, that experiences any of the events ...

(a) Exemption. A registered open-end management investment company or series thereof (“fund”) that is regulated as a money market fund under §270.2a-7 is exempt from ...

Every registered open-end management investment company, or series thereof, that is regulated as a money market fund under §270.2a-7 must file with the Commission a ...

The purchase of a security from the portfolio of an open-end investment company holding itself out as a money market fund by any affiliated person ...

(a) Exemptions for acquisition of money market fund shares. If the conditions of paragraph (b) of this section are satisfied, notwithstanding sections 12(d)(1)(A), 12(d)(1)(B), 17(a), ...

This is the revised money market fund rule as of 2023

Faking research expenses, portfolio pumping and marking the close are all featured in an SEC enforcement action announced this month against a Minneapolis-based hedge fund ...

A divided Commission voted last week to hold institutional money market funds to a floating NAV and to give fund boards the ability to impose ...