Mutual Funds

Cast this act as almost Madoff-ian. The SEC has filed legal action against a hedge fund manager, claiming Grant Ivan Grieve went to enormous lengths ...

If you needed one more sign that the government's likely to mandate registration of hedge funds, consider a new report from the President's Working Group ...

The effects of last year may linger as mutual fund directors review your contracts. For example, some may move to change or eliminate the expense ...

It's official. The short-form prospectus for mutual funds is now reality with the SEC's release last week of its final rule affecting mutual funds and ...

Putnam Premier Income Trust – Frank H. Goodson: No-Action letter dated March 14, 2006 Securities Exchange Act of 1934 – Rule 14a-8(i)(3) and 14a-8(l) Putnam ...

Putnam High Income Securities Fund – Robert P. Laukat: No-Action letter dated March 14, 2006 Securities Exchange Act of 1934 – Rule 14a-8(i)(3) and 14a-8(1) ...

First Great-West Life & Annuity Insurance Company & Canada Life Insurance Company of New York: No-Action Letter / December 22, 2005 Securities Act of 1933 ...

Investment Company Act of 1940 – Section 17(a) GE Institutional Funds December 21, 2005 RESPONSE OF THE OFFICE OF CHIEF COUNSEL GE Institutional Funds DIVISION ...