Mutual Funds

This SEC final rule makes amendments to require a registered management investment company to provide disclosure in its reports to shareholders regarding the material factors ...

Securities Exchange Act of 1934 – Rule 14a-8(i)(7) Medallion Financial Corp. May 11, 2004 Michael C. Carroll, Senior Vice President Medallion Financial Corp. 437 Madison ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270 [Release No. IC-26375A; File No. S7-11-04] RIN 3235-AJ17Mandatory Redemption Fees for Redeemable Fund SecuritiesAGENCY:Securities and Exchange Commission.ACTION:Proposed ruleSUMMARY:The ...

Investment Company Act of 1940 – Section 15(a) Eaton Vance Special Investment Trust, et al March 30, 2004 Our Ref. No. 20041161621 Eaton Vance Special ...

Securities Exchange Act of 1934 – Rule 14a-8(i)(3) and 14a-9 Tri-Continental-Laukat March 15, 2004 Donald R. Crawshaw, Esquire Sullivan & Cromwell LLP 125 Broad Street ...

Securities Exchange Act of 1934 – Rule 14a-8(i)(3) and 14a-9 The New Ireland Fund, Inc March 15, 2004 Paul J. McElroy, Esquire Sullivan & Cromwell ...