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No-Action Letter Under: Securities Exchange Act of 1934 – Rules 14a-8(i)(7) and (10) Tri-Continental Corporation March 25, 2003 Responses of the Office of Disclosure and ...
March 6, 2003 Mark D. WigderJenkens & Gilchrist1445 Ross Avenue, Suite 3200Dallas, Texas 75202 Re: Request for no-action relief on behalf of Edward Mahaffy Dear ...
No-Action Letter under Investment Company Act of 1940 — Section 30(e); Rule 30e-1 Securities Act of 1933 — Section 5(b)(2) Lincoln National Life Insurance & ...
No-Action Letter under Securities Act of 1933 – Sections 5 and 8 Allstate Life Insurance Company December 23, 2002 Reponse of the Office of Insurance ...
No-Action Letter under Investment Company Act of 1940 – Section 8 and 11 Securities Act of 1933 – Section 5 and Rule 145 Sun Life ...
No-Action Letter under Investment Company Act of 1940 – Section 34(b) Securities Act of 1933 – Section 5(b) Lindbergh Funds October 30, 2002 Response of ...
No-Action Letter under Investment Company Act of 1940 – Section 6( c), 12(d)(1)(j) and 17(b); Rule 17d-1 Frank Russell Investment Company, et al. October 18, ...
No-Action Letter under Investment Company Act of 1940 – section 3(c)(11) Honeywell International Inc Savings Plan Trust October 7, 2002 Response of the Office of ...
No-Action Letter under: Investment Company Act of 1940 – Section 17j and Rule 17j-1 Investment Advisers Act of 1940 – Section 204 and Rule 204-2 ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 249, 270 and 274 [Release Nos. 34-46441; IC-25723; File No. S7-33-02] RIN 3235-AI63 Segment ReportingAGENCY:Securities and Exchange Commission.ACTION:Proposed rule ...