Home Mutual Funds
Mutual Funds
The SEC is adopting amendments to the rule under the Investment Company Act of 1940 that permits mergers and other business combinations between certain affiliated ...
No-Action Letter under: Investment Company Act of 1940- Section 18(f), 22(d); Rule 12b-1, 22c-1 ReFlow Fund, LLC July 15, 2002 RESPONSE OF THE OFFICE OF ...
No-Action Letter under: Investment Company Act of 1940 – Section 12(d)(1)(e) PIMCO Funds July 9, 2002 RESPONSE OF THE OFFICE OF CHIEF COUNSEL DIVISION OF ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 [Release No. 34-46002; File No. S7-18-02] RIN 3235-AI52 Repeal of Options Trade-Through Disclosure Rule AGENCY:Securities and Exchange Commission.ACTION:Proposed ...
No-Action Letter under Investment Company Act – Section 17(d), Rule 17d-1 Mutual Fund Directors Forum May 9, 2002 Mutual Fund Directors RESPONSE OF THE OFFICE ...
No-Action Letter under: Investment Company Act — Section 26(c) The American Enterprise Life Insurance Company April 30, 2002 RESPONSE OF THE OFFICE OF INSURANCE PRODUCTS ...
No-Action Letter under: Investment Company Act – Section 2(a)(19)(A)(iv) Ballard Spahr Andrews & Ingersoll, LLP April 3, 2002 Response of the Office of Chief Counsel ...
No-Action Letter under:Securities Exchange Act of 1934 – Rule 14a-8(i)(3) MuniYield Insured Fund, Inc. March 11, 2002 Frank P. Bruno, Esq. Sidley Austin Brown & ...
No-Action Letter under: Investment Company Act of 1940 – Rule 0-1(a)(6); 2a-19 Investment Company Institute February 12, 2002 Craig S. Tyle, Esq. General Counsel Investment ...
No-Action Letter under: Investment Company Act of 1940 – Section 2(a)(12) Federated Core Trust II, L.P. February 6, 2002 RESPONSE OF THE OFFICE OF ...