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No-Action Letter under:Securities Exchange Act – Sections 14a-8(b) and 14a-8(f) Templeton Vietnam and Southeast Asia Fund Bruce G. Leto, Esq. Stradley Ronon Stevens & Young, ...
No-Action Letter under: Investment Company Act – Section 15(a)(2) Lincoln National Convertible Securities Funds, Inc. September 28, 2001 Bruce G. Leto, Esq. Stradley Ronon Stevens ...
No-Action Letter under: Investment Company Act – Section 17(a) UAM Funds Inc. September 24, 2001 RESPONSE OF THE OFFICE OF INVESTMENT COMPANY REGULATION DIVISION OF ...
No-Action Letter under: Investment Company Act – Section 17(d) The Chase Manhattan Bank July 24, 2001 RESPONSE OF THE OFFICE OF CHIEF COUNSEL DIVISION OF ...
No-Action Letter under: Investment Company Act —Section 6(a)(5)(a) Windamere Capital Ventures, L.P. July 23, 2001 RESPONSE OF THE OFFICE OF CHIEF COUNSEL DIVISION OF INVESTMENT ...
No-Action Letter under: Securities Exchange Act of 1934 — Rule 14a-8(i)(10) Current Income Shares, Inc. July 10, 2001 Roy W. Adams, Jr., Esq. 1024 Country ...
No-Action Letter under: Securities Exchange Act – Section 14(a) Pioneer Interest Shares June 20, 2001 Joseph P. Barri, Esq. Hale and Dorr LLP 60 State ...
No-Action Letter under: Securities Exchange Act of 1934 – Rule 14a-8 Asia Pacific Fund Inc. – Caginalp June 8, 2001 Earl D. Weiner, Esq. Sullivan ...
No-Action Letter under: Investment Company Act of 1940 – Section 3(c)(1), 3(c)(7) H.E.B. Investment & Retirement Plan H.E. Butt Grocery Company May 18, 2001 RESPONSE ...
No-Action Letter under: Investment Company Act of 1940 — Section 6(c) Prudential Investment Management Services LLC Response of the Division of Investment Management SECURITIES AND ...