NFA

This CTA settles trading and supervision violations for $105,000.

NFA conducted an examination of McVean Trading in late 2012 which, among other matters, raised questions about the calculation of the performance information included in ...

NFA Member Dow McVean was charged with failing to enact required procedures regarding allocations from bunched orders, in violation of NFA Compliance Rule 2-10. The ...

The charges against K & M were for failing to enact required procedures regarding allocations from bunched orders, in violation of NFA Compliance Rule 2-10.

This case concerned not having required procedures regarding allocations from bunched orders, in violation of NFA Compliance Rule 2-10. The Complaint also charged David George ...