NFA

Many advisers registered as commodity pool operators or trading advisors in the last year. Even those that have exemptions from registering with the CFTC must ...

Along with sunscreen and vacations, your summer may well include determining whether your firm is bound for registration as a commodity pool operator (CPO) or ...

The prospect of living under two regulators may be as welcoming as a police officer's flashing lights in your rear view mirror. But know that ...

Turns out the process to register as a commodity pool operator or commodity trading advisor with the CFTC differs greatly from the SEC's process. For ...

NFA Compliance Rule 2-9 places a continuing responsibility on every Member to diligently supervise its employees and agents in all aspects of their futures business. ...