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No-Action Letters

SEC no-action letters

Goldman, Sachs & Co.

IA Rules & Regulatory Actions
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This no-action letter from the SEC concerns delivery of the Form ADV brochure.

lNG Investments, LLC, Directed Services LLC, and lNG Investment Management Co. LLC

IA Rules & Regulatory Actions
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No-Action Letter: lNG Investments, LLC, Directed Services LLC, and lNG Investment Management Co. LLC (March 29, 2013) Investment Company Act of 1940 — Section 15(a) ...

Fidelity Select Portfolios

IA Rules & Regulatory Actions
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      Securities Exchange Act of 1934 — Rule 14a-8 Fidelity Select Portfolios March 15, 2013 Scott C. Goebel, Esq. Fidelity Investments Legal Department ...

Emerging Global Advisors, LLC and EGA Emerging Global Shares Trust

IA Rules & Regulatory Actions
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    Investment Company Act of 1940 — Section 15(a) Emerging Global Advisors, LLC and EGA Emerging Global Shares Trust February 27, 2013 RESPONSE OF ...
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