Privacy

This is the government's model privacy form for firms with an affiliate but no opt out.

This is the government's model privacy notice for firms without an affiliate and no opt out.

A copy of the government's model privacy notice for financial firms. This one is designed for firms with affiliates in which the client wishes to ...

An example of a privacy policy courtesy of one of your peers.

A peer shares its privacy policy statement.

You certainly know the risks firms can face for violating the privacy protections of Reg S-P IA Watch, July 27, 2009), so it may surprise ...

Our story last month about Massachusetts's mistake in shipping us a disk loaded with reps' personal information - including Social Security numbers and birth dates ...

The SEC has joined with seven other federal agencies to offer a Web site you can use to construct the appropriate privacy notice for your ...

The nation's toughest data security regulation goes into force in days, and it will have ramifications far beyond the borders of Massachusetts. "This is just ...

If you don't do it already, you might want to consider encrypting any e-mails your firm sends that include customers' names in combination with something ...