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'If private is safe and risky, and public is safe and risky, why do we think they’re any different?' Apollo Chief Executive Marc Rowan tells ...
'There’s a lot of smart people out there that understand risk,' Securitize co-founder Jamie Finn says
Corporate Transparency Act 'likely unconstitutional,' and 'quasi-Orwellian,' decision states
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'We understand that emerging managers are going to be different than the Blackstones of the world,' Southeastern university pension official tells Private Funds CFO conference
'One notable recent trend in M&A activity is that the role of private investors, including private equity, has become more pronounced,' antitrust enforcers say
There are two audiences for an annual review, veteran compliance officer tells Private Funds CFO conference: The SEC and your firm's upper management
Since December 2021, regulators have brought books-and-records cases against more than 100 firms, netting more than $2 billion in fines, SEC's Sanjay Wadhwa says
'There have been a lot of very significant enforcement actions suggesting a strong focus on private funds,' Morgan Lewis partner Christine Ayako Schleppegrell says
A spate of SEC enforcement actions against private fund managers closed out fiscal 2024
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These proceedings arise from misleading disclosures that JP Morgan Securities used with brokerage customers investing in its “Conduit” products, which pooled customer money and invested ...
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