Private Equity

Since December 2021, regulators have brought books-and-records cases against more than 100 firms, netting more than $2 billion in fines, SEC's Sanjay Wadhwa says

'There have been a lot of very significant enforcement actions suggesting a strong focus on private funds,' Morgan Lewis partner Christine Ayako Schleppegrell says

A spate of SEC enforcement actions against private fund managers closed out fiscal 2024

These proceedings arise from misleading disclosures that JP Morgan Securities used with brokerage customers investing in its “Conduit” products, which pooled customer money and invested ...

'There are so many issues on top of what you’d normally have in a typical private equity fee-and-expense analysis when you’re dealing with just straight-up ...

'Be very wary,' Dykema's Eric White says

These are FAQs from FinCEN related to new reporting obligations under the Corporate Transparency Act. These are current as of Oct. 3, 2024

'It’s not a time to walk away from this issue,' Holland & Knight partner John Saran says

'It’s not a time to walk away from this issue,' Holland & Knight partner John Saran says

Registration remains one of the single biggest categories of SEC enforcement against private funds