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The U.S. Securities and Exchange Commission has reached at least $90 million in settlements with GPs since it started scrutinizing the industry in 2012. That amount is ...
The number of SEC examinations resulting in a referral to the Division of Enforcement has remained fairly constant over the past five years—falling in the ...
Igor Rozenblit, co-head of the SEC's private funds unit in the Office of Compliance Inspections and Examinations, said in a recent speech that the opacity and ...
An SEC official has some advice for GPs: Pay close attention to your waterfall calculations. In an April 6 keynote interview at PartnerConnect East in Boston, ...
An SEC official has some advice for GPs: Pay close attention to your waterfall calculations. SEC Examiner and Private Funds Unit Co-Head Jennifer Duggins ...
Many private equity deals are set up to keep ownership of the portfolio entity below the 80% threshold under ERISA so as not to make ...
The outcry in the wake of the Panama Papers release has quickly filtered down to investment advisers. Fewer than 24 hours after the release, a ...
A second Park Hill Group employee played a brief and unwitting role in an alleged scheme by former Park Hill executive Andrew Caspersen to defraud investors ...
The arrest and charging of former Park Hill Group executive Andrew Caspersen for an alleged scheme related to a private-equity-fund restructuring is not a sign ...
The Securities and Exchange Commission Charged a New York-Based Securities Professional with Defrauding Two Institutions He Solicited to Invest in a Shell Company He Controlled ...