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'We want this to be something where the industry can... come up with solutions...'
Business people watching a presentation on the whiteboard. A man is writing on the whiteboard with charts and graphs. They are sitting in a board room, there are laptop computers and technology on the table. All are casually dressed. There is a window behind him with city views.
It’s been more than one year but SEC staff have released new FAQs tied to the IA advertising rule and they caution that net and ...
Scalia says rules will cost industry $5.4 billion per year if left standing
'Reasonable basis' standard still leaves open questions
Fund advocates fight to scrap rules, LP advocates for 'minimum standards of disclosure'
Witness' about-face leaves feds without case
When do omissions become misleading?
piggy bank broken with gavel
'Scary' case should worry small- and mid-sized managers, expert says
LPs still tepid on rules, still want SEC as referee
The statue of Justice - lady justice or Iustitia / Justitia the Roman goddess of Justice in a court room. ideal for websites and magazines layouts
In Fifth Circuit brief, agency attacks trade group standing, says Congress authorized changes to protect ordinary investors
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