Private Equity

It was the speech that created a stir. This Spring, David Blass, chief counsel in the SEC's Division of Trading and Markets, put the industry ...

While Forms ADV and PF may be close to your heart, know that there is a slew of other federal regulatory forms that certain advisers ...

Appellate judges have returned a case to District Court that could carry broad ramifications for the way private equity fund advisers do business. Much remains ...

Buyout shops are mixed on whether they will launch advertising campaigns to reach prospective accredited investors now that the SEC has voted to lift a ...

These are advertising and media appearance guidelines from a peer at a private equity fund advisory firm.

Buyout shops are planning to raise their profiles with accredited investors now that the Securities and Exchange Commission voted to lift a decades-old ban against ...

U.S. regulators were poised on Wednesday to lift a longtime ban on advertising for private securities offerings, paving the way for hedge funds, private equity ...

U.S.-based investment advisers that manage private funds and hope to market into the EU may wish to exchange an offering memorandum with a potential investor ...

One view holds that the recent speech by the SEC's David Blass simply spotlighted the agency's long-standing position on what types of transactions warrant an ...

Last month we warned private fund advisers that the SEC might question whether you should register as a broker-dealer (IA Watch, March 18, 2013). Now ...