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'In the PE world... there are a lot more areas for people to take advantage,' top cop says
Bankers, insurers, real estate firms, syndicated loan companies unite with private fund advocates to make closing arguments
'Managers and their fintech portfolio companies should take note,' expert says
'Each part of the rule is unnecessary, unworkable, and unduly burdensome,' trade groups claim in opening brief
Firm was victim of Hollywood scam, gets credit for prompt remediation
Penalties top $5 billion, Grewal seeks 'three e's'
EU watchdog confirms efforts are still underway and that ongoing revision to existing EU directive could provide another route to address misleading fund names.
Federal, state and local officials, some foreign governments and financial institutions may have access to the Treasury Department’s beneficial ownership database, FinCEN says in newly ...
Welsh, Carson vows to fight suit: 'We are proud of our investment'
Case comes less than a month after SEC doubles down on accelerated monitoring fees