Private Funds

With only five weeks to go before the SEC's new so-called "bad actors" rule takes effect, advisers are struggling to come up with an approach ...

SEC Halts Fraud by Ohio-Based Hedge Fund Manager

Approval greets the decision by the SEC's Division of Investment Management to drop the requirement under the revised custody rule that certificates for private offerings ...

These are advertising and media appearance guidelines from a peer at a private equity fund advisory firm.

We've reported before that you can swear off an annual audit in favor of a surprise exam to satisfy the SEC's custody rule (IA Watch, ...

It's been a long road to the Alternative Investment Fund Managers Directive in the E.U. but a big brick has been laid with news that ...

This SEC document request letter went to a hedge fund adviser within the Chicago Regional Office of the SEC.

This is a copy of an SEC document request letter that went to a hedge fund adviser. This originated in the SEC's Chicago Regional Office.

This is an SEC document request letter that went to a hedge fund adviser. This came out of the Chicago Regional Office.

The anticipated approval of a rule eliminating the prohibition on the general solicitation of private funds is already creating jobs - for entrepreneurs who envision ...