Private Funds

Last month we warned private fund advisers that the SEC might question whether you should register as a broker-dealer (IA Watch, March 18, 2013). Now ...

Nearly one in three respondents to a recent hedge fund survey fear that they would be retaliated against if they reported wrongdoing internally. Close to ...

It's been reported that SEC examiners are asking tough questions about expenses charged to investors by hedge and private equity fund advisers. Sources tells us ...

It's gone on for years and continues today. A hedge fund client asks you to manage a side-by-side separately managed account. Know that if you ...

Our story last week on the Alternative Investment Fund Managers Directive (AIFM), the EU's new coming regulatory regime for private fund advisers, noted the directive ...

If you market private funds into the EU, you should know that the new regulatory structure known as the Alternative Investment Fund Managers Directive (AIFM) ...

SEC Charges Advisers to the RAHFCO Hedge Funds with Fraud.

Comb through the SEC's revised custody rule and you'll find many references that a private fund adviser can satisfy the requirement for a surprise exam ...

We've given you updates before as the European Union moves to implement its Alternative Investment Fund Managers Directive (IA Watch, Oct. 22, 2012), which will ...

Court orders hedge fund manager and firm to pay nearly $5 million in disgorgement and penalties.