Private Funds

The prospect of living under two regulators may be as welcoming as a police officer's flashing lights in your rear view mirror. But know that ...

Don't risk adding a new party to a contract or a new investment that requires a qualified investor without updating your subscription documents. The SEC's ...

Some hedge fund advisers ran into a Spring surprise thanks to an IRS change affecting how firms send Schedule K-1 (partnership share of income) to ...

Last month's SECno-action letter creating the concept of a "relying adviser" - and bringing comfort to many firms who learned they won't have to file ...

From time to time, we've kept you updated as Europe moves toward new regulations on private funds (IA Watch, Sept. 19, 2011). The latest development ...

This are final rules released by the CFTC in February 2012 governing data collection rules for commodity pool operators and commodity trading advisers. This amending ...

That wind you hear may be the collective sigh of relief from advisers concerned this year's rush of registration for new advisers would force special ...

As Congress looks unlikely to act on a bill to eliminate Reg D's prohibition on advertising a private fund offering, the Managed Funds Association has ...

Dodd-Frank ordered that the value of a person's primary residence not be considered when determining if a person's net worth tops the $1 million threshold ...

The SEC advertised it would use analyses of performance data to spot outliers and bring enforcement actions for improper behavior (IA Watch, March 28, 2011) ...