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Defense attorney slams 'unfounded allegations,' vows to fight cases 'vigorously'
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'We understand that emerging managers are going to be different than the Blackstones of the world,' Southeastern university pension official tells Private Funds CFO conference
'One notable recent trend in M&A activity is that the role of private investors, including private equity, has become more pronounced,' antitrust enforcers say
In what may be SEC Chairman Gary Gensler's political epitaph, federal judge condemns rules 'untethered from the text, history, and structure'
There are two audiences for an annual review, veteran compliance officer tells Private Funds CFO conference: The SEC and your firm's upper management
'I do think there will be less of a focus on regulating private funds, and less of a focus on trying to bring them up ...
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It remains a best practice for advisers to produce a written annual review
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This technical amendment reverses some Advisers Act changes due to a federal court disallowing the Commission's private fund rule. This means the annual review is ...
Private fund managers can read the risk alert as a warning
Since December 2021, regulators have brought books-and-records cases against more than 100 firms, netting more than $2 billion in fines, SEC's Sanjay Wadhwa says
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