Private Funds

'We should update the transparency regimes,' Chairman says.

Experts see 'a move away from more access,' and toward more openness

Fund advisers need 'some honest self-reflection' as SEC ramps up reform efforts

Chairman looks at Reg D, ESG disclosures, insider trading, Form PF and much else

The Biden Administration is urging corporate leaders to review their firms’ cybersecurity protections after another breakout of damaging ransomware attacks. “The most important takeaway from ...

Infinity Q case checks several SEC boxes

Adviser, now under court-appointed monitor, blames expiration of credit facility

IPOs and SPACs, crypto assets, fintech, data analytics, and private funds are SEC resources focus

SEC needs lots more hands and a 'cultural change,' author says

Case flags the critical importance of fund advisers being truthful and transparent about risk management