Private Funds

The settlement closes one chapter, but the saga continues.

Nearly 35% of all private funds—and almost 52% of qualified hedge funds—were domiciled in the Caymans, SEC data show.

The founder and CEO of a California private equity adviser has agreed to cooperate with an ongoing federal probe into what authorities are calling the ...

"Simmons created and saved a blank ‘memo to file’ concerning the October 2016 Investment that contained only the subject and a date ‘10-21-16,’ but had ...

The Commission, in a rare unanimous vote, has adopted new rules designed to keep the public (and investors) updated on complex investment structures.

The final rules are tailored to permit investors with reliable alternative indicators of financial sophistication to participate in such investment opportunities, while maintaining the safeguards ...

Private fund adviser settles custody case - but where did all the money go?

States' private fund angst may be broker-dealers' headache

The SEC has handed over its private fund adviser compliance “playbook” but now it’s up to the industry to execute the plays, a pair of ...

A Kansas private fund adviser thought it could save its clients a few bucks but it didn’t properly disclose or manage its cross-trading policies, and ...