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As calls increase that Washington should take a greater regulatory approach when it comes to use of artificial intelligence in financial services, a new report ...
Business statistics concept. Marketing. Analysis. Management strategy.
When advertising the performance of a private fund, the adviser presented performance returns that were experienced by a single investor. These returns did not constitute ...
Case puts a ceiling on regulators' private fund ambitions, but managers may still see the compliance floor rise
'There’s a false assumption that the opacity of the market indicates risk,' AIC's Goshorn Jurata tells packed Private Funds CFO forum
'It is still very much an open question about whether the marketing rule has helped investors as much as it has made the lives of ...
With SEC rules scotched, LPs look to smooth friction with GPs
Finance, accounting and fintech, a man on a computer and calculator working out his business budget strategy. Businessman at his office desk, laptop, money management and financial investment online.
“This information may be used [by the SEC and FSOC] to analyze funds’ liquidity and susceptibility to the risk of runs, which may give rise ...
A federal appeals court has unanimously vacated the SEC’s new private fund rules
Court of Law and Justice Trial Session: Imparcial Honorable Judge Pronouncing Sentence, striking Gavel. Focus on Mallet, Hammer. Cinematic Shot of Dramatic Not Guilty Verdict. Close-up Shot.
This is the decision, 3-0, vacating the SEC's new private fund rules
Gavel on cash
'That is the result that we ultimately want to see: it’s compliance,' Andrew Dean tells Private Funds CFO's compliance forum
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