Private Funds

Mark Nordlicht, Platinum Management (NY) LLC (Platinum Management), and Platinum Credit Management LP (Platinum Credit) overstated the value of an oil company that was among ...

Love Ranch, Father of Invention, Black Water Transit, Before the Devil Knows You’re Dead are among the nearly 20 films produced by self-proclaimed private equity ...

Tax day may come in April in the U.S. but the industry’s big date next year will be April 10. That’s when the Labor Department’s ...

Artis Financial Management was at least proactive in having a written policy requiring its employees to notify the firm’s CCO of any potential material nonpublic ...

Thibeault, GL Capital Partners, LLC, and other related entities engaged in securities fraud and fraud by an investment adviser. Specifically, the SEC alleged that GL ...

Billionaire hedge fund manager Leon Cooperman employed a long-held strategy: accumulate large positions in publicly-traded companies and develop close relationships with their senior executives. When ...

Issuers of medium and long-term bonds and notes paid out more than $100 million in early redemptions as the result of misrepresentations by a hedge ...

The SEC Enforcement Division’s Asset Management Unit is now back to its full complement of two co-chief’s. The Commission has announced that C. Dabney O’Riordan ...

Weiss failed to disclose numerous conflicts of interest concerning the investments, including that Weiss had a financial interest in the French company and that Weiss ...

A fund administration company has been charged by the SEC with failing to live up to its gatekeeper responsibility concerning two of its private fund ...