Private Funds

Two hedge fund managers and their former Food and Drug Administration senior official alleged source were charged June 15 by the SEC with insider trading ...

Engaging in a continuous pattern of fraudulent “scheme trades” to circumvent the provisions of an incentive fee structure has landed a hedge fund manager and ...

Looks like it might be time to close the book on PageOne Financial and its sole owner and principal Edgar Page. The firm and Page ...

Examiners in the SEC's Atlanta office detected the misconduct during an examination of Hope Advisers Inc., which is owned by Karen Bruton. The SEC alleges ...

In a bid to better assess the relationship between a hedge fund’s level of leverage and corresponding risk, the Financial Stability Oversight Council is moving ...

The Council is providing this public update on its review of potential risks to financial stability that may arise from certain asset management products and ...

Although there is overlap in the topics covered in FSOC’s update and the SEC’s proposed reforms, it should be understood that the SEC’s analysis of ...

We must also keep in mind that the swaps marketplace is changing. We now require clearing of most swaps and reporting of all swaps. We ...

Marshall Sprung, co-chief of the SEC Division of Enforcement’s Asset Management Unit, will be leaving the Commission later this month. He has served as co-head ...

Issues tied to fees and expenses are “dominating” today’s SEC examinations of private fund advisers. That message was delivered by several Kirkland & Ellis partners ...