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Proposed Rules
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 275[Release Nos. 34-50980; IA-2340; File No. S7-25-99]RIN 3235-AH78Certain Broker-Dealers Deemed Not To Be Investment AdvisersAGENCY:Securities and Exchange Commission.ACTION:Proposed ruleSUMMARY:The ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 248[Release Nos. 34-50361, IA-2293, IC-26596; File No. S7-33-04]RIN 3235-AJ24Disposal of Consumer Report Information AGENCY:Securities and Exchange Commission.ACTION:Proposed ruleSUMMARY:The Securities ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 275 and 279[Release Nos. 34-50213; IA-2278; File No. S7-25-99]RIN 3235-AH78Certain Broker-Dealers Deemed Not To Be Investment AdvisersAGENCY:Securities and Exchange ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 240 and 242[Release No. 34-50056; International Series Release No. 1279; File No. S7-26-04]RIN 3235-AJ28Regulation BAGENCY:Securities and Exchange Commission.ACTION:Proposed rule; ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 247[Release Nos. 34-49985, IC-26494, IA-2259; File No. S7-29-04]RIN 3235-AJ24Limitations on Affiliate Marketing (Regulation S-AM)AGENCY:Securities and Exchange Commission.ACTION:Proposed ruleSUMMARY:The Securities ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 240 and 242Release No. 34-49879; International Series Release No. 1278; File No. S7-26-04RIN 3235-AJ28Regulation BAGENCY:Securities and Exchange Commission.ACTION:Proposed rule.SUMMARY:The ...
SECURITIES AND EXCHANGE COMMISSION17 CFR PARTS 200, 230, 240, 242, and 249[Release No. 34-49749; File No. S7-10-04]RIN 3235-AJ18REGULATION NMSAGENCY:Securities and Exchange Commission.ACTION:Proposed rule; extension of ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 270 [Release No. IC-26375A; File No. S7-11-04] RIN 3235-AJ17Mandatory Redemption Fees for Redeemable Fund SecuritiesAGENCY:Securities and Exchange Commission.ACTION:Proposed ruleSUMMARY:The ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 240, 275 and 279[Release Nos. 34-49639, IA-2232; File No. S7-20-04]RIN 3235-AI16Certain Thrift Institutions Deemed Not To Be Investment AdvisersAGENCY:Securities ...