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Proposed Rules
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240[Release No. 34-46920; File No. S7-48-02]RIN 3235-AI68Broker-Dealer Exemption from Sending Certain Financial Information to CustomersAGENCY:Securities and Exchange Commission ("Commission")ACTION:Proposed ...
Definition of Terms in and Specific Exemptions for Banks, Savings Associations, and Savings Banks...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 [Release No. 34-46745; File No. S7-41-02] RIN 3235-AI19 Definition of Terms in and Specific Exemptions for Banks, Savings ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 249, 270 and 274 [Release Nos. 34-46441; IC-25723; File No. S7-33-02] RIN 3235-AI63 Segment ReportingAGENCY:Securities and Exchange Commission.ACTION:Proposed rule ...
Confirmation Requirements for Transactions of Security Futures Products Effected in Futures Accounts
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240[Release No. 34-46014; File No. S7-19-02]RIN 3235-AI50Confirmation Requirements for Transactions of Security Futures Products Effected in Futures AccountsAGENCY:Securities and ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 [Release No. 34-46002; File No. S7-18-02] RIN 3235-AI52 Repeal of Options Trade-Through Disclosure Rule AGENCY:Securities and Exchange Commission.ACTION:Proposed ...
SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 [Release No. 34-45854; File No. S7-14-02] RIN 3235-AI49Assessments on Security Futures Transactions and Fees on Sales of Securities ...
COMMODITY FUTURES TRADING COMMISSION 17 CFR PARTS 1, 41 and 190 RIN 3038-AB76 SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 [Release No. 34-44854; File No. ...
COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 41 RIN 3038-AB71 SECURITIES AND EXCHANGE COMMISSION17 CFR Part 242 [Release No. 34-44853; File No. S7-16-01] RIN 3235-A122Customer ...
COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 41 RIN 3038-AB86 SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 [Release No. 34-44743; File No. S7-15-01] RIN 3235-AI24 ...
COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 41 RIN 3038-AB77 SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 [Release No. 34-44475; File No. S7-11-01] RIN ...