Proposed Rules

SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 230, 240, 243, and 249Release Nos. 33-7787, 34-42259, IC-24209, File No. S7-31-99RIN 3235-AH82Selective Disclosure and Insider TradingAGENCY:Securities and Exchange ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240[Release No. 34-42209; File No. S7-29-99]RIN 3235-AH85UNLISTED TRADING PRIVILEGESAGENCY:Securities and Exchange Commission.ACTION:Proposed rule.SUMMARY:The Securities and Exchange Commission is proposing ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 275 and 279[Release Nos. 34-42099; IA-1845; File No. S7-25-99]RIN 3235-AH78Certain Broker-Dealers Deemed Not To Be Investment AdvisersAGENCY:Securities and Exchange ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240 and 249Release No. 34-41351; File No. S7-16-99RIN 3235-AH73Broker-Dealer Registration and ReportingAGENCY:Securities and Exchange Commission.ACTION:Proposed ruleSUMMARY:The Securities and Exchange ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 200[RELEASE NOS. 34-41288; FOIA-190; and PA- 27] FILE NO. S7-14-99RIN: 3235-AH71AMENDMENTS TO THE COMMISSION'S FREEDOM OF INFORMATION ACT, PRIVACY ...

SECURITIES AND EXCHANGE COMMISSION17 CFR PART 240Release No. 34-41261; File No. S7-5-99RIN: 3235-AH40Publication or Submission of Quotations Without Specified InformationAGENCY:Securities and Exchange Commission.ACTION:Reproposed rule; extension ...

SECURITIES AND EXCHANGE COMMISSION17 CFR PART 240 Release No. 34-41110; File No. S7-5-99 RIN: 3235-AH40 Publication or Submission of Quotations Without Specified Information AGENCY:Securities and ...

SECURITIES AND EXCHANGE COMMISSION17 CFR PART 240[Release No. 34-40518; File No. S7-26-98]RIN 3235-AH04Books and Records Requirements for Brokers and Dealers Under the Securities Exchange Act ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 201[Release No. 34-40364; File No. S7-23-98]Rules of PracticeAGENCY:Securities and Exchange Commission.ACTION:Proposed ruleSUMMARY:The Securities and Exchange Commission is proposing for ...