Proposed Rules

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240Release No. 34-40077, International Series Release No. 1139, File No. S7-15-98RIN 3235-AH46Exemption of the Securities of the Kingdom of ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240(Release No. 34-40129 , File No. S7-18-98)RIN 3235-AH30Amendment to Rule 9b-1 under the Securities Exchange Act Relating to the ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 201Release Nos. 33-7546; 34-40089; 35-26884; 39-2364; IA-1726; IC-23250; File No. S7-16-98RIN 3235-AH47Proposed Amendment to Rule 102(e) of the Commission's ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 201, 240, 242 and 249Release No. 34-39884; File No. S7-12-98RIN 3235-AH41Regulation of Exchanges and Alternative Trading SystemsAGENCY:Securities and Exchange ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 200, 240, 249(Release No. 34-39704; File Nos. S7-30-97; S7-31-97; S7-32-97)RIN 3235-AH16, 3235-AG18, 3235-AH29OTC Derivatives Dealers, Net Capital RuleAGENCY:Securities and ...

SECURITIES AND EXCHANGE COMMISSION17 CFR PART 240Release No. 34-39670; File No. S7-3-98RIN:Publication or Submission of Quotations Without Specified InformationAGENCY:Securities and Exchange Commission.ACTION:Proposed ruleSUMMARY:The Securities and ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Part 240[Release No. 34-39455; File No. S7-31-97]RIN 3235-AG18NET CAPITAL RULEAGENCY:Securities and Exchange Commission.ACTION:Proposed ruleSUMMARY:The Securities and Exchange Commission ("Commission") is ...

SECURITIES AND EXCHANGE COMMISSION17 CFR Parts 200, 240, 249[Release No. 34-39454; File No. S7-30-97]RIN 3235-AH16OTC Derivatives DealersAGENCY:Securities and Exchange Commission.ACTION:Proposed ruleSUMMARY:The Securities and Exchange Commission ...

SECURITIES AND EXCHANGE COMMISSION17 CFR PARTS 232, 240, and 249[Release Nos. 34-38800; IC-22731. File No. S7-18-97]RIN 3235-AG97Rulemaking for EDGAR SystemAGENCY:Securities and Exchange Commission.ACTION:Proposed rulesSUMMARY:The Securities ...