Proxy Voting

The timing couldn’t be better for the Investment Company Institute’s new 24-page Report on Funds’ Use of Proxy Advisory Firms, given that OCIE just listed ...

This is the rule that requires certain investment companies to report their proxy voting

(a) No person shall solicit or permit the use of his or her name to solicit any proxy, consent, or authorization with respect to any ...

(a) The form of proxy (1) shall indicate in bold-face type whether or not the proxy is solicited on behalf of the registrant's board of ...

(a) The information included in the proxy statement shall be clearly presented and the statements made shall be divided into groups according to subject matter ...

(a) Preliminary proxy statement. Five preliminary copies of the proxy statement and form of proxy shall be filed with the Commission at least 10 calendar ...

This section addresses when a company must include a shareholder's proposal in its proxy statement and identify the proposal in its form of proxy when ...

(a) No solicitation subject to this regulation shall be made by means of any proxy statement, form of proxy, notice of meeting or other communication, ...

No person making a solicitation which is subject to §§240.14a-1 to 240.14a-10 shall solicit: (a) Any undated or postdated proxy; or (b) Any proxy which ...

(a) Notwithstanding the provisions of §240.14a-3(a), a solicitation may be made before furnishing security holders with a proxy statement meeting the requirements of §240.14a-3(a) if: ...