Proxy Voting

(a) If the registrant knows that securities of any class entitled to vote at a meeting (or by written consents or authorizations if no meeting ...

(a) Any statement contained in a document incorporated or deemed to be incorporated by reference shall be deemed to be modified or superseded, for purposes ...

(a) It shall be unlawful for any person to receive compensation for soliciting proxies, consents, or authorizations directly from security holders in connection with a ...

(a)(1) A registrant shall furnish a proxy statement pursuant to §240.14a-3(a), or an annual report to security holders pursuant to §240.14a-3(b), to a security holder ...

Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.      ) Filed by the Registrant [   ] Filed by ...

(a)(1) In connection with every annual or other meeting of the holders of the class of securities registered pursuant to section 12 of the Act ...

If you are an investment adviser registered or required to be registered under section 203 of the Act (15 U.S.C. 80b-3), it is a fraudulent, ...

Securities Exchange Act of 1934Section 14 -- Proxies Solicitation of proxies in violation of rules and regulationsIt shall be unlawful for any person, by the ...

The Investment Company Act of 1940 Section 20 -- Proxies; Voting Trusts; Circular Ownership Prohibition on use of means of interstate commerce for solicitation of ...

Months after the SEC held a roundtable to look at the use of proxy advisers (IA Watch, Dec. 9, 2013), the agency last week released ...