Proxy Voting

"we believe that an investment adviser that uses automated voting should consider disclosing" these two things

"We have declined to adopt such a prescriptive approach at this time, but rather have focused on an incremental principles-based approach in order to see ...

A peer has shared a copy of the firm's proxy voting guidelines

Republican SEC Commissioners have approved new rules that define proxy advisors as “solicitors” and voted in favor of issuing new guidance warning investment advisers to ...

Republican SEC Commissioners on July 22 approved new guidance that warns investment advisers to consider targeted companies’ responses to proxy advisor analyses before casting their ...

Every year, retail investors, institutional investors, and investment advisers face decisions on whether and how to vote on a significant number of matters that are ...

"Today’s recommendations will help ensure that the interests of Main Street investors and the obligations of those who vote on their behalf will not only ...

"The guidance instructs investment advisers to consider any issuer response to proxy voting advice prior to exercising voting authority. But how long must investment advisers wait to ...

"Today’s supplemental guidance, while focused on investment advisers’ consideration of additional information generated by today’s amendments, underscores that investment advisers must use voting advice they ...

"The transparency afforded by these amendments should make it easier for such clients who are investment advisers to conduct due diligence and oversight of these ...