Proxy Voting

The authority to vote the clients’ proxies was not sought

In two separate instances in 2015, Three Bridge, a registered investment adviser, voted proxies with respect to client securities held in dozens of client accounts, ...

In two separate instances in 2015, Amadeus, a registered investment adviser, voted proxies with respect to client securities held in a total of 20 client ...

When a split SEC approved new guidance on proxy voting for investment advisers, backers said it would bring much-needed clarity in an increasingly complex field. ...

Investment advisers will have to conduct annual reviews of their proxy voting programs under new guidance approved by a split SEC Aug. 21.   The ...

Investment advisers are fiduciaries that owe each of their clients duties of care and loyalty with respect to services undertaken on the client’s behalf, including ...

The Securities and Exchange Commission (the “SEC” or the “Commission”) is providing an interpretation and related guidance regarding the applicability of certain rules, which the ...

A new Investment Company Institute report on proxy voting released July 29 reveals that fund advisers don’t mechanically vote or take a one-size-fits-all approach when ...

Given the influential role of proxy advisors, companies started to realize that they needed to pay attention to proxy advisors’ recommendations. For example, up to ...

The SEC’s Director of the Division of Investment Management Dalia Blass has signaled that developments on improvements to the proxy advisory process can be expected ...