Regulators

In 2025, managers will need to redouble their efforts to ensure they are meeting all of the various standards being applied to the industry

'We are living in an age of financial nihilism, where the zeitgeist rewards gambling and risk, and prudence is punished,' Armada ETFs CEO Phil Bak ...

'If private is safe and risky, and public is safe and risky, why do we think they’re any different?' Apollo Chief Executive Marc Rowan tells ...

'There’s a lot of smart people out there that understand risk,' Securitize co-founder Jamie Finn says

In what may be SEC Chairman Gary Gensler's political epitaph, federal judge condemns rules 'untethered from the text, history, and structure'

'I do think there will be less of a focus on regulating private funds, and less of a focus on trying to bring them up ...

The amendments are intended to clarify, simplify and enhance the utility of those regulations for registered entities, market participants and the Commission

Here's an example of FinCEN's beneficial ownership reporting form

Among the many things that will be impacted by the results of the upcoming presidential election will be the agenda of the SEC and other ...

'As bad actors are increasing their use of social media, and digital assets are moving into the mainstream, states securities administrators are increasing their efforts ...