Regulators

'A lot of smaller and mid-market funds have no idea what’s about to happen—and even when it happens, they still may not have any idea,' ...

'A particular concern because of its size and use by a broad range of financial firms,' Biden Administration says

Commissioner Peirce condemned the proposal, calling it a “sea change” and a standing insult to the “well-heeled, well-represented investors who can fend for themselves”

'America acknowledges... its own corruption problem'

Second-ever risk alert rings alarms over accurate disclosures, advertising, books-and-records, due diligence and hedge clauses

"It comes down to every single person who’s handling a transaction in an organization being able to evaluate that transaction," expert says.

Projections nearly three times actual revenues, academic quartet finds

A new proposed rule invites financial companies to participate in a pilot project holding firms to share their SARs information with their foreign branches, subsidiaries ...

Be aware that the Federal Trade Commission has increased the thresholds for alerting the FTC and the Justice Department of certain large acquisitions

'Inartful language' aside, private fund advocates call it a win