Regulators

Embattled hedge fund adviser Infinity Q has estimated its exposure to ongoing shareholder suits at nearly $675 million, the firm says in a new statement. ...

Scam began as side-hustle, SEC claims

Private equity fund advisers welcoming foreign investors who can potentially exercise certain control in buyout deals involving portfolio companies may well spur a filing

European and American regulators have reached a new agreement to help each other monitor securities-based swaps dealers. Foreign swaps dealers and “major participants” are required ...

SEC, investors demand more 'horsepower' in private fund shops

Administration-wide crackdown on 'corruption' eyes overseas trusts, family offices and foundations. Exempt reporting advisers in crosshairs, too.

ILPA's asks graph neatly onto Gensler's wants

The House Financial Services Committee approved legislation that would require family offices with assets above $750 million to file Form Ds with federal regulators. Offices ...

Banking giant Credit Suisse lost $5.5 billion on the collapse of Archegos Capital Management because “of a fundamental failure of management and controls” and in ...

Twenty-one IAs, six B-Ds settle SEC charges they blew off Form CRS deadlines