Regulators

SEC, investors demand more 'horsepower' in private fund shops

Administration-wide crackdown on 'corruption' eyes overseas trusts, family offices and foundations. Exempt reporting advisers in crosshairs, too.

ILPA's asks graph neatly onto Gensler's wants

The House Financial Services Committee approved legislation that would require family offices with assets above $750 million to file Form Ds with federal regulators. Offices ...

Banking giant Credit Suisse lost $5.5 billion on the collapse of Archegos Capital Management because “of a fundamental failure of management and controls” and in ...

Twenty-one IAs, six B-Ds settle SEC charges they blew off Form CRS deadlines

Agency official sees Oct. 21 for NPRM, full vote by April.

The world is adapting to mitigate climate change, but the politicization of climate science, slow-moving bureaucracy and anachronistic policy are causing the US to lag ...

Commissioner warns colleagues they're reaching for something that isn't there

Chairman cites "limited transparency" in wake of Archegos scandal