Regulators

Is the growth of private equity investment in US healthcare perpetuating health inequity?

The new DOL rule makes clear that 'a recommendation to move from a commission-based account to an advisory fee-based account (or vice versa) would be ...

Private fund advocates say rules go too far, threatens trade secrets

"The regulatory gap described, therefore, is more optical than substantive; closing it amounts to little more than grade-grubbing"

The Biden administration wants to rework American society, and sees fund managers as a problem to be solved.

Covered advice would include recommendations on investment strategies and advice on how rollover proceeds should be invested

A final DOL fiduciary duty rule appears to be getting closer

Rules on hold after Fifth Circuit pause, but managers may need to prepare

'You cannot get deals if you’re not texting and your competitors are,' FirmScribe CEO says from PFCFO New York Forum.

Nonbinding vote another signpost on Gary Gensler’s long and fraught road to reform