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Rulemaking
The CFTC amends its regs governing the types of investments that FCMs and DCOs may make with funds held for the benefit of customers engaging ...
In what may be SEC Chairman Gary Gensler's political epitaph, federal judge condemns rules 'untethered from the text, history, and structure'
Among the many things that will be impacted by the results of the upcoming presidential election will be the agenda of the SEC and other ...
The CFTC's agenda includes one item, and it's directed at CPOs/CTAs
With all the new regulations emerging from Washington in recent years, you can’t blame some advisers for saying enough already
Backers say the measure will help the U.S. clean up its markets, making it harder for foreign oligarchs and other criminals to hide their money ...
A decades-old appellate case, seemingly buried by the Great Recession, has come back to haunt the SEC’s quest for private fund reforms. In 2006, a ...
Case puts a ceiling on regulators' private fund ambitions, but managers may still see the compliance floor rise
This is the Department of Labor's 2024 final rule redefining a fiduciary under ERISA
These changes would establish governance and fitness requirements with respect to market regulation functions, as well as related conflict of interest standards, requirements relating to ...