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Rulemaking
Fisheries case could unwind decades of administrative law
Private funds advocates push back against takeover guidance
All four firms taken over in 2013, free by 2018
Proposed reforms buy time for hard-pressed sector
Lizarraga wild card in deck
Here’s a snapshot of some of the regulatory developments slated to occur this year
The SEC approved four separate, but interrelated, proposals that affect equity market structure
Investment managers can consider “the economic effects of climate change and other environmental, social, or governance factors” when making investment decisions under ERISA without risking ...
Exams focus on alt data, suspicious "wins"
Swing pricing and 'hard close' would be imposed on most funds