Home Rulemaking
Rulemaking
'Many of these tokens… are potentially non-compliant,' Chairman says
Gatekeeper provisions earn industry ire
Six subset of rules touch registered and exempt advisers
Trade association worries for 'far-reaching, and potentially adverse, ramifications'
The proposed regulations will place extra burdens on fund managers to comply. But there is cause for optimism, writes Gen II’s Robert Caporale.
'Perennial' problem has overseas advisers nervous
Advisers would have to track portcos' greenhouse gas emissions
'Uneven field,' Chairman says, but stops short of calling for ban of payment-for-order flow
'The erosion of fiduciary duties has magnified these risks,' Frehrichs says
'Either way,' Chairman says, 'we need to hear from you...'