Home Rulemaking
Rulemaking
'The failure to take an otherwise routine step makes sense only in the larger context of the Commission’s newfound hostility to SPAC capital formation.'
'Final rule should be a minimum standard and not a maximum compliance threshold,' group says.
Exchanges would follow 14 principles of Exchange Act Sec. 3D
Disclosure arbitrage made industry belle of Wall Street's ball
Certain types of deal may not require a fairness opinion, a case likely to be made to the regulator during the ongoing consultation period.
Video offers "high-level overview" of historic reform proposals
Advocate sees sign of industry's maturity
'Train's moving,' expert warns
IAs, B-Ds and private funds all reluctant stars in FSOC report
Birdthistle mixed it up in battles over proxy voting, fees and ESG